Social Media Compliance: What Investment Advisors Need to Know – Financial-Planning.com

Financial-Planning.com
As social media grows increasingly popular among RIAs, there are still questions regarding testimonials, endorsements and recommendations on social sites. The SEC’s recent guidance allowed for certain use of third-party commentary on social media that …
SEC OKs use of third-party socialmedia endorsementsInvestmentNews
US SEC issues new social media guidance for financial advisersReuters
SEC: Advisor Use of Social Media Testimonials Sometimes OKThinkAdvisor
ValueWalkFinancial Advisor Magazine
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Source: Social Media News Feed By Google

    

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